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Japanese Journal of Clinical Oncology Pages 733-739


Microsatellite Instability Associated with Primary Head and Neck Cancers and Secondary Esophageal Cancers
Introduction
Materials and Methods
   Cases
   DNA Extraction
   Microsatellite Assay
   Immunohistochemistry
   Analysis of Tobacco and Alcohol Involvement
Results
   Microsatellite Assay
   Immunohistochemistry
   Analysis of Tobacco and Alcohol Involvement
Discussion
Acknowledgments
References

Microsatellite Instability Associated with Primary Head and Neck Cancers and Secondary Esophageal Cancers

Microsatellite Instability Associated with Primary Head and Neck Cancers and Secondary Esophageal Cancers

Hiroshi Kiriu1,2, Hiroshi Yokozaki1, Wataru Yasui1, Katsuhide Ito2 and Eiichi Tahara1

1First Department of Pathology and 2Department of Radiology, Hiroshima University School of Medicine, Hiroshima, Japan

Background: It is common that patients with head and neck cancers have secondary malignant neoplasm of esophageal cancer.
Methods: To know the genetic background of the development of these secondary cancers, we performed microsatellite assay at six loci and immunohistochemical analysis on head and neck cancers of eight patients with esophageal cancer and on those of 19 patients without esophageal cancer.
Results: Replication error (RER) at more than two loci was observed in two (25%) of eight double cancer patients, whereas it was not observed in the patients without the secondary cancer. Immunohistochemically, overexpression of cyclin D1 was detected in two (25%) of eight double cancer cases and in two (11%) of 19 non-double cancer cases, respectively, the incidence showing a higher tendency in the former.
Conclusions: The results suggest that microsatellite instability may be implicated in the development of head and neck double cancers and that RER (+) phenotype may serve as a biomarker to predict the development of secondary esophageal cancer in patients with head and neck cancer.

Key words: second malignant neoplasms - head and neck cancer - esophageal cancer - microsatellite instability - immunohistochemistry

Introduction

Second primary malignancies such as oral and esophageal cancer frequently develop in patients with head and neck cancers (1). We have also found that patients with head and neck cancers are at high risk of developing synchronous esophageal cancer and suggested that endoscopic screening is essential for these patients (2).

Recent studies on molecular biology have revealed that genetic instability is one of the most important predispositions for human multistep carcinogenesis (3,4). Replication errors (RERs) reflect genetically unstable status that may underlie carcinogenesis. RERs are frequently observed in human malignancies such as colorectal and gastric cancers (5-10) and there is a high frequency of RERs in patients with multiple primary cancer (11). Therefore, genetic instability is thought to increase the normal mutation rate and to cause multiple mutations in oncogenes and tumor suppresser genes (3).

On the other hand, head and neck cancer and esophageal cancer contain similar genetic abnormalities. For example, frequent loss of heterozygosity (LOH) has been detected on chromosomes 3p, 9p and 17p in head and neck cancer and esophageal cancer (12,13). In addition, gene amplification of the c-myc, hst-1, int-2, cyclin D and EGF receptor (EGFR) has been reported in both cancers (14-21).

In this study, we carried out microsatellite analysis with six loci for the detection of RERs and LOHs on head and neck cancer associated or not with esophageal cancer. We also conducted immunohistochemical analysis for the expression of EGFR, cyclin D and p27.

Materials and Methods

Cases

Between 1992 and 1996, eight patients with esophageal cancer who had head and neck cancer were found by routine digestive endoscopy with the Lugol dye method at the Department of Radiology, Hiroshima University School of Medicine. Six esophageal cancers were associated with head and neck cancer (Cases 1-6) synchronously. According to the time interval between two malignancies, synchronous cancers were defined as those diagnosed at the same time as or within a 6-month period of the identification of the primary lesion; metachronous cancers were defined as those occurring more than 6 months after such identification (22). A further patient was diagnosed as having esophageal cancer after 3 years of radiation therapy for tongue cancer (Case 7) and the final patient was diagnosed as having esophageal cancer after 5 years of radiation therapy for oropharyngeal cancer (Case 8). In these eight patients, esophageal cancer was defined as secondary cancer because it was discovered after the decision of first primary head and neck cancer. These eight patients who had secondary esophageal cancer synchronously or metachronously were designated as the double cancer group.

Nineteen patients with head and neck cancer without esophageal cancer (Cases 101-119) were analyzed as the non-double cancer group who were confirmed by routine digestive endoscopy with the Lugol dye method before or during the treatment and follow-up period. Normal gastric mucosa from each case obtained at the time of endoscopic examinations were used as normal control tissues.

All head and neck cancers and esophageal cancers in the double cancer group were squamous cell carcinoma. The tumor stages of head and neck cancer in each group were follows: double cancer group, (six cases at stage 2 and two cases at stage 4) and the non-double cancer group (seven cases at stage 1, three cases at stage 2, four cases at stage 3 and five cases at stage 4) (23).

DNA Extraction

DNA from formalin- and paraffin-embedded samples were extracted according to the method of Shibata et al. (24) with minor modifications. Tissues scraped from the paraffin sections were incubated at 55°C for 3 h in 50 µl of DNA extraction solution containing 400 µg of proteinase K. After the extraction, the solution was boiled for 5 min to inactivate proteinase K and used for polymerase chain reaction (PCR).

Microsatellite Assay

We used oligonucleotide primer sets for the six microsatellite loci containing adenine mononucleotide repeats or cytosine-adenine dinucleotide repeats to observe RERs and LOHs; BAT25, BAT40, BATRII (adenine mononucleotide repeat), D3S1300, D9S171, TP53 (cytosine-adenine dinucleotide repeats). D3S1300 is a microsatellite marker located in the the FHIT gene (25-28). D9S171 is a microsatellite marker located near the p16 gene (29-31). TP53 is a microsatellite marker located in the p53 gene (13). PCR was performed according to Horii et al. (11) with some modifications. In brief, 15 µl volumes of reaction mixture, containing about 10-20 ng of DNA, 6.7 mM Tris-HCl (pH 8.8), 6.7 mM EDTA, 6.7 mM MgCl2, 0.33 mM labelled primer with [[gamma]-32P]ATP and 0.175 mM unlabelled primer, 1.5 mM dNTPs and 0.75 units of recombinant Taq DNA polymerase, was amplified for 40 cycles with the following regime: denaturation at 94°C for 30 s, annealing at 55°C for 30 s and extension at 72°C for 30 s. PCR products were electrophoresed in 6% polyacrylamide-8 M urea-32% formamide gels and autoradiographed for 3-7 days on Fuji RX film.

Immunohistochemistry

Antibodies were used as follows: anti-p27 antibody (K25020, Transduction Laboratories, Lexington, KY), anti-EGFR antibody (EGFR133, Novocastra, Newcastle upon Tyne, UK) and anti-cyclin D1 antibody (Bcl-1, Medical Biological Laboratories, Nagoya, Japan). A modification of the immunoglobulin enzyme bridge technique (ABC method) was employed as described previously (32). Deparaffinized tissue sections were immersed in methanol containing 0.03% H2O2 for 30 min to block the endogenous peroxide activity. Microwave pretreatment in citrate buffer was used to retrieve the antigenicity. The sections were treated consecutively at room temperature with anti-p27 antibody (diluted 1:200), anti-cyclin D1 (diluted 1:100) or anti-EGFR (diluted 1:20) for 3 h, biotinylated anti-mouse (diluted 1:100; Vector Laboratories, Burlingame, CA) for 30 min and avidin DH-biotinylated horseradish peroxidase complex (Vectastain ABC kit, Vector) for 30 min. Peroxidase staining was performed for 10-15 min using a solution of 3,3[prime]-diaminobenzidene tetrahydrochloride in 50 mM Tris-HCl (pH 7.5) containing 0.001% H2O2. The sections were weakly counterstained with 0.1% hematoxylin or methylgreen. Immunoreactivity was graded as (-) to (+++) according to the number of cells stained and the intensity of the reaction in individual cells as follows: (-), almost no positive tumor cells; (+), 5-25% of tumor cells showed weak to moderate activity; (++), 25-50% of tumor cells showed intense immunoreactivity; (+++), >50% of tumor cells showed intense immunoreactivity.


Figure 1. Microsatellite assay in primary head and neck tumor (H), secondary esophageal cancer (E) and normal tissue (N). (A) Typical RER at loci D3S1300 in this patient (Case 1). Size alterations were observed in hypopharyngeal cancer (H) and esophageal cancer (E). Differences in the respective sizes of the altered microsatellites indicates that the oral, oro- and hypopharyngeal cancers and esophageal tumors had different clonal origins in this patient. (B) Primary oropharyngeal cancer (H) shows RER at BAT25 and TP53 (Case 5). Secondary esophageal cancer does not show RER at either BAT25 or TP53. (C) Secondary esophageal (E) cancer shows LOH at D3S1300 and TP53 (Case 6). Tongue cancer (H) does not show either RER or LOH at TP53. Tongue cancer is not informative at D3S1300.

Analysis of Tobacco and Alcohol Involvement

We compared Brinkman's and alcohol indices between patients in the double cancer group and those in the non-double cancer group. Brinkman's and alcohol indices were calculated according to the patient's history of smoking and drinking (33).

Table 1. Results of microsatellite assay (double cancer group)
Case Age Gender Tumor TNM/type BAT25 BAT40 BATRII D3S1300 D9S171 TP53
1 42 Male Hypopharynx T2N0M0 (+) (-) (-) (+) (-) (-)
Esophagus 0-IIc (-) (-) (-) (+) (-) (-)
2 62 Male Hypopharynx T2N0M0 (-) (-) (-) (-) (-) (-)
Esophagus 0-IIc (-) (-) (-) (-) (-) (-)
3 49 Male Hypopharynx T4N2M0 (-) (-) (-) (-) (-) (-)
Esophagus 0-IIc (-) (-) (-) (-) (-) (-)
4 67 Male Oropharynx T2N0M0 (-) (-) (-) (-) LOH (-)
Esophagus 3 (+) (+) (-) (-) LOH (-)
5 77 Male Oropharynx T4N1M0 (+) (-) (-) (-) (-) (+)
Esophagus 0-I (-) (-) (-) (-) (-) (-)
6 69 Male Tongue T2N0M0 (-) (-) (-) N.I. (-) (-)
Esophagus 0-IIc (-) (-) (+) LOH (-) LOH
7 65 Male Tongue T2N0M0 (-) (-) (-) (-) (-) (-)
Esophagus 0-IIc (-) (-) (-) (-) LOH (-)
8 68 Male Oropharynx T2N0M0 (-) (-) (-) (-) (-) LOH
Esophagus 0-IIc (-) (-) (-) (-) (-) LOH
(+), RER (+); N.I., not informative.

Table 2. Results of microsatellite assay (non-double cancer group)
Case Age Gender Tumor TNM BAT25 BAT40 BATRII D3S1300 D9S171 TP53
101 56 Male Tongue T1N0M0 (-) (-) (-) N.I. (-) LOH
102 68 Male Tongue T1N0M0 (-) (-) (-) (+) (-) (-)
103 59 Male Tongue T1N0M0 (-) (-) (-) N.I. (-) (-)
104 71 Female Tongue T1N0M0 (-) N.I. N.I. N.I. N.I. LOH
105 48 Female Tongue T1N0M0 (-) (-) (-) (-) (-) (-)
106 53 Female Tongue T2N0M0 (-) (-) (-) (-) (-) (-)
107 52 Male Tongue T2N0M0 (-) (-) (-) (+) (-) (-)
108 67 Female Tongue T3N0M0 (-) (-) (-) LOH (-) (-)
109 68 Male Tongue T3N2M0 (-) (-) N.I. N.I. (-) LOH
110 71 Male Oropharynx T1N0M0 (-) (-) (-) (-) (-) LOH
111 79 Male Oropharynx T3N0M0 (-) N.I. N.I. N.I. N.I. LOH
112 75 Male Oropharynx T2N2M0 (-) (-) (-) LOH (+) (-)
113 67 Female Upper gum T2N1M0 (-) (-) (-) (-) (-) (-)
114 70 Male Upper gum T4N2M0 (-) (-) (-) N.I. (-) (-)
115 67 Female Oral lip T1N0M0 (-) (-) (-) N.I. (-) LOH
116 53 Male Oral floor T2N0M0 (-) (-) (-) (-) N.I. (-)
117 68 Male Buccal mucosa T4N0M0 (-) (-) (-) (+) (-) (-)
118 72 Male Lower gum T4N1M0 (-) (-) (-) N.I. LOH (-)
119 68 Male Hypopharynx T3N1M0 (-) (-) (-) (-) (-) (-)
(+), RER (+); N.I., not informative.

Results

Microsatellite Assay

The results of microsatellite analysis are summarized in Table 1. A total of 16 tumors that developed in eight patients with oral, oro- and hypopharyngeal cancers and esophageal cancer (double cancer group) were analyzed for RER and LOH at six selected microsatellite loci. Fig. 1(A) shows a typical result; size alterations were observed in head and neck cancer in this patient (Case 1). PCR products at D3S1300 of hypopharyngeal cancer had a lower molecular weight than those of normal tissue, whereas D3S1300 PCR products of esophageal cancer revealed a higher molecular weight than those of normal tissue. Differences in the respective sizes of the altered microsatellites indicated that the oral, oro- and hypopharyngeal cancers and esophageal cancers had different clonal origins in this patient. In Case 5, we observed RERs at two microsatellite loci in oral, oro- and hypopharyngeal cancer [Fig. 1(B)]. Polyadenine repeats in oropharyngeal cancer at BAT25 were longer than those of corresponding normal tissue. In addition, microsatellite repeats in oropharyngeal cancer at TP53 were shorter than those of normal tissue. In Case 1, there were RERs in hypopharyngeal cancer at D3S1300 [Fig. 1(A)] and BAT25 (data not shown). Replication errors at two or more loci were observed in two (25%) out of eight cases in the double cancer group. In addition, two out of six (33%) cases with synchronous cancers were revealed at two or more loci.

As a control, we analyzed RERs in 19 patients (non-double cancer group) with single oral, oro-, and hypopharyngeal cancers to compare the frequency of microsatellite alternations with that of the double cancer group (Table 2). Interestingly, no case showed RERs at two or more microsatellite loci.

Next we compared the frequency of LOH in three (CA)n repeat microsatellite loci on three different chromosomes between the double cancer group and the non-double cancer group. Fig. 1(C) shows LOH in esophageal cancer found in Case 6 of the double cancer group. In the double cancer group with oral oro- and hypopharyngeal cancer we found LOH at D9S171 more frequently than in the non-double cancer group (1/8, 12.5% vs 1/16, 6.3%), whereas LOH at D3S1300 in the non-double cancer group with oral oro- and hypopharyngeal cancer was more frequent than those in the double cancer group (2/11, 18% vs 0%). Also, LOH at TP53 in the non-double cancer group with oral oro- and hypopharyngeal cancer was more frequent than those in the double cancer group (6/19, 32% vs 1/8, 13%). LOH analysis on three microsatellite loci did not reveal specific chromosomal allelic loss between the double cancer group and the non-double cancer group.

Table 3. Results of immunohistochemistry analysis (double cancer group)
Case Age Gender Tumor TNM p27 EGFR Cyclin D1
1 42 Male Hypopharynx T2N0M0 (+) (+) (+)
2 62 Male Hypopharynx T2N0M0 (++) (-) (++)
3 49 Male Hypopharynx T4N2M0 (-) (++) (-)
4 67 Male Oropharynx T2N0M0 (+) (++) (+)
5 77 Male Oropharynx T4N1M0 (+) (+++) (+)
6 69 Male Tongue T2N0M0 (+) (+) (+)
7 65 Male Tongue T2N0M0 (+) (+) (+)
8 68 Male Oropharynx T2N0M0 (++) (+) (++)
Incidence of overexpression (grade ++ and +++) 3/8 (38%) 2/8 (25%)
Incidence of reduced expression (grade - and +) 6/8 (75%)

Table 4. Results of immunohistochemistry analysis (non-double cancer group)
Case Age Gender Tumor TNM p27 EGFR Cyclin D1
101 56 Male Tongue T1N0M0 (+) (+) (++)
102 68 Male Tongue T1N0M0 (+) (+) (+)
103 59 Male Tongue T1N0M0 (-) (-) (-)
104 71 Female Tongue T1N0M0 (-) (++) (+)
105 48 Female Tongue T1N0M0 (+) (-) (+)
106 53 Female Tongue T2N0M0 (++) (-) (-)
107 52 Male Tongue T2N0M0 (++) (++) (++)
108 67 Female Tongue T3N0M0 (-) (+++) (+)
109 68 Male Tongue T3N2M0 (-) (+) (+)
110 71 Male Oropharynx T1N0M0 (-) (-) (+)
111 79 Male Oropharynx T3N0M0 (++) (-) (-)
112 75 Male Oropharynx T2N2M0 (++) (-) (+)
113 67 Female Upper Gum T2N1M0 (-) (++) (+)
114 70 Male Upper Gum T4N2M0 (++) (++) (-)
115 67 Female Oral Lip T1N0M0 (+) (+++) (-)
116 53 Male Oral Floor T2N0M0 (+++) (+++) (+)
117 68 Male Buccal Mucosa T4N0M0 (-) (-) (-)
118 72 Male Lower Gum T4N1M0 (+) (-) (+)
119 68 Male Hypopharynx T3N1M0 (++) (-) (+)
Incidence of overexpression (grade ++ and +++) 7/19 (37%) 2/19 (11%)
Incidence of reduced expression (grade - and +) 12/19 (63%)

Immunohistochemistry

Immunohistochemistry was used to examine the expression of p27, EGFR and cyclin D1 in head and neck cancers in the double cancer group and the non-double cancer group (Table 3 and 4, Figs 2, 3 and 4). Overexpression of cyclin D1 (staining grades ++ and +++) was detected in two (25%) of eight double cancer cases and in two (11%) of 19 non-double cancer cases, the incidence showing a higher tendency in the former, although it was not statistically significant because of the small number of cases examined. On the other hand, the incidence of cases with reduced expression of p27 (staining grades - and +) was not different between in the double cancer group (6/8, 75%) and the non-double cancer group (12/19, 63%). Overexpression of EGFR was detected in three (38%) and seven (37%) in each group, respectively.


Figure 2. Immunostaining of cyclin D1 in oropharyngeal cancer (Case 8). Cyclin D1 immunoreactivity was observed in the nuclei of many cancer cells.


Figure 3. Immunostaining of EGFR in oropharyngeal cancer (Case 4). Strong expression of EGFR was localized in the cell membrane of most cancer cells.


Figure 4. Immunostaining of p27 in hypopharyngeal cancer (Case 2). Expression of p27 was well preserved in many cancer cells.

Analysis of Tobacco and Alcohol Involvement

The Brinkman's and alcohol indices of the double cancer group were higher than those of the non-double cancer group (761 vs 436 and 94 vs 27, respectively). However, the proportion of males in the double cancer group was twice that in the non-double cancer group. Brinkman's index of the double cancer group was almost the same as that of the non-double cancer group except for female cases (761 vs 752). However, the alcohol index of the double cancer group was higher than that of the non-double cancer group except for female cases (94 vs 46).

Discussion

The present microsatellite assays revealed alterations compatible with two different mechanisms, LOH and microsatellite instability. Without the concept of LOH and microsatellite instability, it was difficult to account for the accumulation of multiple gene alterations in human carcinogenesis. Recently, tumors have been classified as RER (+) (RER positive) phenotype if at least two of the markers reveal PCR fragments not found in the normal tissue of the same patient (6,34).

In the present study, the frequency of RER (+) phenotypes in head and neck cancers and in esophageal cancer was 7 and 13%, respectively. This frequency was higher than those in previous reports (oral cancer 7%, esophageal cancer 3%) (35,36).

Moreover, the frequency of RER (+) phenotype with head and neck cancers in the double cancer group was higher than those in the non-double cancer group (25% vs 0%). We believe that screening of RER (+) phenotypes is a potentially useful way to identify patients at high risk of having secondary cancers and for directing the clinical management of patients with head and neck cancers.

The increased risk of head and neck cancer and esophageal cancer has been attributed to life style, such as heavy smoking and excessive consumption of alcohol (33,37,38). Tobacco and alcohol were risk factors in the etiology with cancers of the oral cavity, pharynx, larynx and esophagus (37,38). However, in our results, not smoking but drinking had a tendency to attribute secondary malignant neoplasm with head and neck cancer.

The highest frequency of LOH was observed in head and neck cancer at 9p followed by 3p and 17p (13). It was reported that head and neck cancer and esophageal cancer exhibited loss of heterozygosity at the FHIT gene (3p), p16 gene (9p) and p53 gene (17p) (12,29,37,39,40). LOH analysis on three microsatellite loci did not reveal specific allelic loss between the double cancer group and the non-double cancer group. It was suggested that there was an increase in frequency for losses at 9p21 and 3p21 on going from benign hyperplasia to dysplasia and then an additional increase in CIS to a plateau level that was not greater in invasive cancers. LOH of 17p13 was not always accompanied by p53 mutation. The frequency of 17p13 LOH increased in multi-step carcinogenesis (13). The head and neck cancers that we analyzed were all invasive carcinoma. Staging between the double cancer group and the non-double cancer group hardly differed. The frequency of LOH of primary head and neck cancer was not associated with development of secondary malignant neoplasms.

The present immunohistochemical study revealed that the overexpression of cyclin D1 in the head and neck cancers of the double cancer group tended to be more frequent than that in the non-double cancer group. Overexpression of cyclin D1 deregulates cell cycle control of not only normal cells but also a variety of tumor cells. This might result in the accumulation of non-repaired DNA mutations during subsequent cell cycles. Although gene amplification and overexpression of cyclin D1 are closely correlated with aggressiveness of the esophageal carcinomas and poor prognosis of the patients, this is not the case with squamous cell carcinomas of the head and neck (21,41,42). However, our results suggest that overexpression of cyclin D1 in the head and neck cancers provides some information regarding the development of secondary cancer in the esophagus. We have to confirm this possibility by analyzing a large number of cases in order to obtain statistically significant differences.

In contrast, the incidence of reduced expression of p27, a negative cell cycle regulator, in head and neck cancers was not different between the double cancer group and the non-double cancer group. Therefore, immunohistochemical detection of p27 may not be an effective biomarker for predicting multiple cancers in head and neck and esophageal regions.

EGF and transforming growth factor [alpha] (TGF[alpha]), acting through EGFR, are autocrine growth factors for a variety of tumor cells, including esophageal cancer cells (43,44). Gene amplification and/or rearrangement of EGFR have been reported in a proportion of head and neck tumors (19). However, the frequency of EGFR overexpression in head and neck cancer was not different between the double cancer group and the non-double cancer group, suggesting that, like reduced p27 expression, EGFR expression is not associated with the occurrence of secondary malignant neoplasms.

In conclusion, we propose that RER phenotype (+) is a candidate biomarker to predict the development of secondary esophageal cancer in head and neck cancer patients.

Acknowledgments

This work was supported in part by Grants-in-Aid for Cancer Research from the Ministry of Education, Science, Sports and Culture of Japan and from the Ministry of Health and Welfare of Japan. The authors are grateful to Masayoshi Takatani (Hiroshima University) and staff members of the Pathology Division, Hiroshima City Medical Association Clinical Laboratory, for their assistance. Thanks are due to Shuho Semba for technical advice on the microsatellite assay.

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Received May 27, 1998; accepted September 11, 1998
For reprints and all correspondence: Eiichi Tahara, First Department of Pathology, Hiroshima University School of Medicine, 1-2-3 Kasumi Minami-ku, Hiroshima 734-0037, Japan
Abbreviations: RER, replication error; LOH, loss of heterozygosity; EGFR, epidermal growth factor; PCR, polymerase chain reaction; FHIT gene, fragile histidine triad gene; TGF, transforming growth factor


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