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Japanese Journal of Clinical Oncology Pages 156-159


Survival Prediction of Terminally Ill Cancer Patients by Clinical Symptoms: Development of a Simple Indicator
Introduction
Patients And Methods
Analyses
Results
Discussion
References

Survival Prediction of Terminally Ill Cancer Patients by Clinical Symptoms: Development of a Simple Indicator

Survival Prediction of Terminally Ill Cancer Patients by Clinical Symptoms: Development of a Simple Indicator

Tatsuya Morita, Junichi Tsunoda, Satoshi Inoue and Satoshi Chihara

Seirei Hospice, Seirei Mikatabara Hospital, Hamamatsu, Shizuoka, Japan

Background: Although accurate prediction of survival is essential for palliative care, no clinical tools have been established.
Methods: Performance status and clinical symptoms were prospectively assessed on two independent series of terminally ill cancer patients (training set, n = 150; testing set, n = 95). On the training set, the cases were divided into two groups with or without a risk factor for shorter than 3 and 6 weeks survival, according to the way the classification achieved acceptable predictive value. The validity of this classification for survival prediction was examined on the test samples.
Results: The cases with performance status 10 or 20, dyspnea at rest or delirium were classified in the group with a predicted survival of shorter than 3 weeks. The cases with performance status 10 or 20, edema, dyspnea at rest or delirium were classified in the group with a predicted survival of shorter than 6 weeks. On the training set, this classification predicted 3 and 6 weeks survival with sensitivity 75 and 76% and specificity 84 and 78%, respectively. On the test populations, whether patients survived for 3 and 6 weeks or not was predicted with sensitivity 85 and 79% and specificity 84 and 72%, respectively.
Conclusion: Whether or not patients live for 3 and 6 weeks can be acceptably predicted by this simple classification.

Key words: advanced cancer - palliative care - prognostic factors - survival - prediction

INTRODUCTION

Accurate prediction of survival is essential for planning effective palliative care. Although some reports have identified prognostic factors in terminally ill cancer patients (1-8), there have been no established methods to indicate how long terminally ill cancer patients are likely to live. In a previous study on 150 patients with far advanced cancer, we identified performance status and some clinical symptoms such as appetite loss, edema, dyspnea at rest and delirium as independent prognostic indicators (5). To develop a simple judgment tool defined by these clinical symptoms for the prediction of 3 and 6 weeks survival and examine its validity, a prospective study with a training-test procedure was performed.

PATIENTS AND METHODS

For this study, the previous study's subjects (5) were used as a training set to identify prognostic factors for a given survival and construct a prognostic indicator, and another independent series of all consecutive cancer patients who were admitted to our hospice between October 1997 and April 1998 were recruited as a test sample to validate the classification. Patients were referred to the hospice based on physicians' judgment that they had incurable advanced cancer for which no radical antineoplastic therapy was indicated and they were unlikely to live for 6 months. Using the common procedure in the previous study (5), patients' characteristics, performance status and symptoms were recorded by physicians on a structured data collection sheet designed for this study upon admission and every 3 weeks until death or the end of data collection periods and were followed up further to 6 months.

Performance status was measured by the Palliative Performance Scale (PPS) (9), a modified Karnofsky Performance Scale, grading patients' general conditions as 0 (death) to 100 (normal). The symptoms investigated were reduced oral intake, edema, dyspnea at rest and delirium; which had been identified as independent prognostic factors in our previous study (5). Oral intake was rated based on direct observations on the day studied as `normal', `moderately reduced' (reduced but more than mouthfuls) and `severely reduced' (mouthfuls or less); edema was scored as `absent', `moderate' (observed on hands and/or feet alone) and `severe' (on arms or legs). If patients received total parental nutrition for bowel obstruction, they were included in a `normal' oral intake category. The subjective symptom dyspnea was evaluated through a structured interview in which patients were asked about the presence or absence of the symptom. In cases where verbal communication with patients was difficult, physicians assessed patients' status by proxy. Delirium was diagnosed based on the Diagnostic and Statistical Manual of Mental Disorders (4th edn) (10) and delirium caused by solely one medication was excluded because it was treatable and did not always indicate poor prognosis (11). Patients' survival was defined as the interval from admission to the hospice, namely the first assessment in this study, to death.

Ninety-five patients received a total of 233 assessments with a median of 2.0 evaluations per patient. Tables 1 and 2 summarize the patients' characteristics and symptom prevalence in the training and test data sets. There was no significant difference in patients' gender, age, survival and primary diseases between the groups. To avoid a potential bias caused by a repeated measurement, all analyses were performed on the cases at the initial evaluations.

ANALYSES

First, to identify the determinants for 3 and 6 weeks survival, the training set was reanalyzed by multiple logistic regression analyses using whether or not patients lived for 3 or 6 weeks as the dependent variable and PPS and the clinical symptoms investigated were entered into the equation in a backward stepwise fashion. PPS was categorized as 10-20, 30-50 and [ge]60 (reference category) using dummy codes; in addition, reduced oral intake and edema were represented as severe, moderate and absent (reference category). Dyspnea at rest and delirium were categorized as 0 (absence) and 1 (presence).

Second, on the training populations, the predictive values of the classifications by a combination of identified risk factors were examined. As it is impossible to consider all combinations of the symptoms because the sample size was not large enough and our intention was to formulate a judgment tool that would be as simple as possible, the classification was defined simply by whether or not a patient had at least one of the risk factors identified for each survival.

Finally, its validity was examined on the test data set.

All analyses were performed using the Statistical Package for the Social Sciences (ver. 6.1).

Table 1. Patients' backgrounds
  Training set Test set P
Number of patients 150 95  
Males 85 (57%) 51 (54%) 0.65*
Mean age 67 ± 13 66 ± 13 0.39[dagger]
Death during study periods 140 (93%) 88 (93%)  
Survival     0.90[Dagger]
   Median survivals of deaths, days (range) 27 (1-181) 26 (1-217)  
   Median survivals of survivors, days (range) 284 (180-395) 277 (194-349)  
Primary sites     0.55*
Lung 37 (25%) 18 (19%)  
Stomach/esophagus 35 (23%) 16 (17%)  
Colon/rectum 26 (17%) 14 (15%)  
Breast 9 (6.0%) 6 (6.3%)  
Prostate/bladder/kidney 7 (4.7%) 7 (7.4%)  
Pancreas 7 (4.7%) 6 (6.3%)  
Ovary/uterus 6 (4.0%) 4 (4.2%)  
Biliary system 4 (2.7%) 6 (6.3%)  
Blood 4 (2.7%) 1 (1.1%)  
Liver 3 (2.0%) 8 (8.4%)  
Soft tissue 3 (2.0%) 2 (2.2%)  
Neck 3 (2.0%) 2 (2.2%)  
Unknown 4 (2.7%) 4 (4.2%)  
Others 2 (1.3%) 1 (1.1%)  
*Chi-squared test. [dagger]Unpaired two-sided t-test, [Dagger]Log-rank test.

Table 2. Performance status and symptom prevalence
  Training set Test set
Palliative Performance Status
   PPS = 10-20 36 (24%) 22 (23%)
   PPS = 30-50 83 (55%) 61 (64%)
   PPS [ge] 60 31 (21%) 12 (13%)
Clinical symptoms
   Moderately reduced oral intake* 50 (33%) 29 (31%)
   Severely reduced oral intake* 44 (28%) 36 (38%)
   Moderate edema 24 (16%) 8 (8.4%)
   Severe edema 24 (16%) 26 (27%)
   Dyspnea at rest 27 (16%) 17 (18%)
   Delirium 29 (19%) 36 (38%)
*24 (training set) and 7 (test set) cases with total parental nutrition for bowel obstruction were rated as normal oral intake.

RESULTS

Table 3 shows the risk factors for 3 and 6 weeks survival identified by multiple logistic regression analyses on the training sample. The contributing factors to 6 weeks survival were PPS 10 or 20, edema, dyspnea at rest and delirium; whereas for 3 weeks survival, only PPS 10 to 20, dyspnea at rest and delirium were identified.

Second, two hypothetical classifications were defined by the above risk factors on the training set. In the classification to predict 3 weeks survival, the cases with PPS 10 or 20 or dyspnea at rest or delirium were classified in the group with a predicted survival of shorter than 3 weeks. In the other classification for the prediction of 6 weeks survival, the cases with PPS 10 or 20 or edema or dyspnea at rest or delirium were classified in the group whose prognoses were predicted to be shorter than 6 weeks.

Table 4 shows the associations between predicted and actual survival groups. These classifications predicted shorter than 3 weeks survival with sensitivity 75%, specificity 84%, positive predictive value 73%, negative predictive value 85% and overall accuracy 81%, while 6 weeks survival was predicted with sensitivity 76%, specificity 78%, positive predictive value 81%, negative predictive value 72% and overall accuracy 77%.

Finally, to validate these groupings, the test sample was examined. Again, these classifications were appropriate for 3 and 6 weeks survival prediction. Table 5 shows the associations between predicted and actual survival groups for the test sample. This classification predicted shorter than 3 weeks survival with sensitivity 85%, specificity 84%, positive predictive value 79%, negative predictive value 88% and overall accuracy 84%, while 6 weeks survival was predicted with sensitivity 79%, specificity 72%, positive predictive value 80%, negative predictive value 70% and overall accuracy 76%.

Table 3. Risk factors for shorter than 3 or 6 weeks survival
  <3 weeks survival <6 weeks survival
Palliative Performance Status
   PPS = 10-20 3.0 ± 0.83 [20]*** 1.9 ± 0.79 [6.8]**
   PPS = 30-50 - -
   PPS [ge] 60 (reference) 0.0 [1.0] 0.0 [1.0]
Clinical symptoms
   Oral intake
      Moderately reduced - -
      Severely reduced - -
      Normal (reference) 0.0 [1.0] 0.0 [1.0]
   Edema
      Moderate - 1.1 ± 0.57 [3.1]**
      Severe - 1.9 ± 0.70 [6.8]***
      Absent (reference) 0.0 [1.0] 0.0 [1.0]
   Dyspnea at rest 1.0 ± 0.58 [2.8]* 1.2 ± 0.65 [3.2]*
   Delirium 1.8 ± 0.61 [5.9]*** 1.6 ± 0.71 [4.8]**
Data are shown as regression coefficient ± standard error [odds ratio].
*P < 0.1; **P < 0.05; ***P < 0.01; -, not significant.

Table 4. Associations of predicted and actual survival groups in training set
  Actual survival
<3 weeks >3weeks Total
Predicted survival
   <3 weeks 41 15 56
   >3 weeks 14 80 94
   Total 55 95 150
  Actual survival
<6 weeks >6 weeks Total
Predicted survival
   <6 weeks 63 15 78
   >6 weeks 20 52 72
   Total 83 67 150

Table 5. Associations of predicted and actual survival groups in test set
  Actual survival
<3 weeks >3weeks Total
Predicted survival
   <3 weeks 34 9 43
   >3 weeks 6 46 52
   Total 40 55 95
  Actual survival
<6 weeks >6 weeks Total
Predicted survival
   <6 weeks 44 11 55
   >6 weeks 12 28 40
   Total 56 39 95

DISCUSSION

Accurate prediction of survival is difficult but critically important not only for patients and their family members but also for health care providers. To determine whether medical intervention is appropriate for a patient or not, physicians are required to predicate patients' prognoses concretely. Especially in palliative care settings, risks and benefits should be estimated on every intervention. For example, although forced rehydration has been routinely utilized for terminally ill cancer patients, the importance of withholding or withdrawing rehydration is becoming stressed to avoid distress related to overhydration (12,13). Although corticosteroids and sedatives are often administered for symptom relief, inconsiderate long-term use can cause undesirable effects such as Cushing appearance, oral candidiasis and tolerance (14,15). Also, pharmacological treatment for depressed cancer patients whose death is estimated to be within a few weeks is not recommended because it requires at least 2 weeks for improvement and could cause severe anticholigenic side effects (16). Thus, whether a medical procedure should be performed or not essentially depends on survival evaluations.

While some clinical symptoms such as performance status, nutritional disturbance (e.g. anorexia, lowered oral intake, weight loss, edema, dysphagia), dyspnea especially at rest and delirium have been revealed as useful prognostic indicators in previous studies (1-8), no simple tools to predict concretely how long terminally ill cancer patients are likely to live have been established. In this study, using the clinical symptoms which had been identified as prognostic factors (5), we developed a simple and practical aid for survival prediction and examined its validity on two independent series of terminally ill cancer patients.

This study suggests that whether or not patients live shorter than 3 and 6 weeks can be satisfactorily predicted by a combination of performance status, edema, dyspnea at rest and delirium. The sensitivity, specificity and positive/negative predictive value of this classification were within an acceptable range: sensitivity is 75-85%, specificity is 72-84%, positive predictive value is 73-81%, negative predictive value is 70-88% and overall accuracy is 76-84%. The predictable accuracy of our methods is a match for or better than experts' estimations reported previously (1), where experienced physicians predicted 4 weeks survival with sensitivity 48-64% and specificity 73-91%. Moreover, this evaluation is fairly simple, does not require any invasive examinations and can be completed by a trained nurse. In conclusion, we believe that survival prediction for terminally ill cancer patients can be achieved by this simple technique with sufficient accuracy to choose adequate palliative interventions.

To develop more valid tools for survival prediction, the use of consistent values instead of categories, adoption of other items and more detailed classifications of each clinical symptom should be considered in further studies.

References

1. Bruera E, Miller MJ, Kuehn N, MacEachern T, Hanson J. Estimate of survival of patients admitted to a palliative care unit: a prospective study. J Pain Sympt Manage 1992;7:82-6.

2. Forster LE, Lynn J. The use of physiologic measures and demographic variables to predict longevity among inpatient hospice applicants. Am J Hospice Palliat Care 1989;Mar./April:31-4.

3. Hardy JR, Turner R, Saunders M, A'Hern R. Prediction of survival in a hospital-based continuing care unit. Eur J Cancer 1994;30A:284-8. MEDLINE Abstract

4. Maltoni M, Pirovano M, Scarpi E, Marinari M, Indelli M, Arnoldi E, et al. Prediction of survival of patients terminally ill with cancer. Results of an Italian prospective multicentric study. Cancer 1995;75:2613-22. MEDLINE Abstract

5. Morita T, Tsunoda J, Inoue S, Chihara S, Ishimoto O, Hisaoka N, et al. Prediction of survival of terminally ill cancer patients-a prospective study. Gan To Kagaku Ryoho 1998;25:1203-11 (in Japanese). MEDLINE Abstract

6. Reuben DB, Mor V, Hiris J. Clinical symptoms and length of survival in patients with terminal cancer. Arch Intern Med 1988;148:1586-91. MEDLINE Abstract

7. Rosenthal MA, Gebski VJ, Kefford R, Stuart-Harris RC. Prediction of life-expectancy in hospice patients: identification of novel prognostic factors. Palliat Med 1993;7:199-204. MEDLINE Abstract

8. Sconwetter RS, Treasdale TA, Storey P, Luchi RJ. Estimation of survival time in terminal cancer patients: an importance to hospice admissions. Hosp J 1990;6:65-79. MEDLINE Abstract

9. Anderson F, Downing GM, Hill J. Palliative Performance Scale (PPS): a new tool. J Palliat Care 1996;12:5-11. MEDLINE Abstract

10. American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders, 4th ed. DSM-IV. Washington, DC: American Psychiatric Association 1994.

11. Breitbart W, Passik AD. Psychiatric aspects of palliative care. In: Doyle D, Hanks GCW, MacDonald N, editors. Oxford Textbook of Palliative Medicine, 2nd ed. New York: Oxford University Press 1998;944-7.

12. Andrews M, Bell ER, Smith SA, Tischler JF, Veglis JM. Dehydration in terminally ill patients. Is it appropriate palliative care? Post Grad Med 1993;93:201-8.

13. McCann RM, Hall WJ, Groth-Juncker A. Comfort care for terminally ill patients. The appropriate use of nutrition and hydration. J Am Med Assoc 1994;272:1263-6.

14. Needham PR, Daley AG, Lennard RF. Steroids in advanced cancer: survey of current practice. Br Med J 1992;305:999.

15. Ramani S, Karnad AB. Long-term subcutaneous infusion of midazolam for refractory delirium in terminal breast cancer. South Med J 1996;89:1101-3. MEDLINE Abstract

16. Breitbart W, Passik AD. Psychiatric aspects of palliative care. In: Doyle D, Hanks GCW, MacDonald N, editors. Oxford Textbook of Palliative Medicine, 2nd ed. New York: Oxford University Press 1998:937-42.


Received August 10, 1998; accepted December 14, 1998
For reprints and all correspondence: Tatsuya Morita, Seirei Hospice, Seirei Mikatabara Hospital, 3453 Mikatabara-cho, Hamamatsu, Shizuoka 433-8558, Japan


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Copyright© 1999 Foundation for Promotion of Cancer Research.

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